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This policy has been updated as per the legislative instrument published in March 2021. It details the formatting requirements of the lack of independence disclosure.

This disclosure must:

  • Appear on the first page
  • Be contained within a box with a bold heading
  • The font size must be similar to other font size in the document
  • The disclosure cannot be in a footnote

The purpose of this compliance framework is to ensure that Parrish Advisory has adequate arrangements and controls to ensure compliance to meet its general conduct obligations.

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