Manage my licence

Having your own licence means having the freedom to run your own business model, but it also comes with a raft of new obligations which can take you away from growing your business.  We can help you hit the ground running with the practical tools you need for your AFSL, so you have more time to focus on helping clients.

Our foundation licensee services package gives you the most commonly needed AFSL tools, and you can upgrade with extension services for maximum efficiency.

With our core services, you have the tools you need and more importantly, someone to talk to about the day-to-day challenges of running a licence.

We can help you with:

  • Responsible Manager training
  • Peer-to-peer networking with successful like minded self-licensed business owners
  • Customisable advice documents including fact finds, risk profiling questionnaires, Statement of Advice (SoA) and Record of Advice (RoA) templates and Financial Services Guide (FSG)
  • Customisable compliance frameworks including a complete compliance manual and policies
  • Investment Research for creating an approved product list
  • Audit services for monitoring of Authorised Representatives
  • Professional development and training including seminars, conferences, state-based PD days and peer-to-peer discussion groups
  • Technical helpdesk support
  • Software solutions – You decide whether you want the freedom to choose, develop and maintain your own software of choice, or you can upgrade to a fully maintained site using our implemented technology solutions including XPLAN licence discounts and integrated SoA functionality
  • Remuneration and report management and Fee Disclosure Statement (FDS) production – You decide whether to manage your own product provider statements and revenue reporting or upgrade to a fully integrated solution that lets you manage FDS’s and reporting at the press of a button (either way, your revenue goes direct to your bank account)

Talk to us today to see how LaVista can support you and your team in the services required for your AFSL.

Schedule a call back so we can answer your questions

LaVista logo

Location
Level 15, 20 Bond Street
Sydney NSW 2000

Phone:
1800 945 160

Email:
enquiries@lavista.com.au

Contact us