Get me started

Getting your own licence is a big decision but once you have weighed up the pros and cons and decided to take the plunge, you’ll need to go through the application process.

Applying for an AFSL and dealing directly with the regulator can be daunting but that shouldn’t put you off.

Our experienced team can give you an estimate of the time and cost required to obtain an AFSL and guide you through the process to get you up and running as quickly as possible.

We can help you to decide:

  • If you have the right people to run the licence and act as responsible managers
  • Which authorisations you need for the financial services and products you will offer
  • What are your key policies, processes and compliance plans for ASIC proofs

And once you are ready, we can help you to:

  • Complete and lodge the AFSL application
  • Conduct background and police checks on directors and Authorised Representatives
  • Set up Authorised Representatives on the ASIC website
  • Source alternatives for Professional Indemnity insurance, including run off cover

We guide you through the process from start to finish.

ASIC AFS Licensing Kit: Part 1—Applying for and varying an AFS licence

Schedule a call back so we can answer your questions

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Location
Level 15, 20 Bond Street
Sydney NSW 2000

Phone:
1800 945 160

Email:
enquiries@lavista.com.au

Contact us