The purpose of this compliance framework is to ensure that Parrish Advisory has adequate arrangements and controls to ensure compliance to meet its general conduct obligations.

Assist Parrish Advisory in the procedural and decision-making process to ensure all breaches, incidents or data breaches are identified, reported and resolved in an effective manner.

Assisting Advisers understand how to provide compliant advice within the quality advice framework provided by Parrish Advisory.

This policy outlines the appointment and termination process for Authorised Representative (AR) for Parrish Advisory.

 

Schedule a call back so we can answer your questions

LaVista logo

Location
Level 13, Corporate Centre One
2 Corporate Court
Bundall QLD 4217

Phone:
1300 557 598

Email:
enquiries@lavista.com.au

    Contact us